Securities Class Action Services

Spectrum provides a turnkey solution that manages all aspects of class action securities recovery.

Spectrum helps hedge funds, mutual funds, and institutional investors address the increasingly complex—and increasingly high-risk—legal and financial issues surrounding securities class-action settlement claim identification and recovery. With more than $1 billion going unclaimed in the last year alone1, and a regulatory climate mandating fiduciary responsibility and increasing transparency, managers are turning to class-action filing specialists to help them meet their legal obligations and recover all eligible funds.

The Spectrum Advantage

Using a proven methodology and its extensive class-action claims expertise, Spectrum assumes responsibility for portfolio monitoring, claim identification, and settlement recovery on behalf of its clients. Spectrum provides a turnkey solution that manages all aspects of class action securities recovery. See details.

By outsourcing to Spectrum, clients can:

  • Keep resources focused on core business – Because Spectrum manages the complete process, from researching claims through claims monies disbursement, clients can focus on their core business of producing higher returns for investors.
  • Leverage expertise in claims filing and recovery – Spectrum has established a respected reputation and cooperative working relationships with claims administrators and other prominent parties, lending instant creditability to Spectrum clients’ claims.
  • Automate claims monitoring – Spectrum runs client data through a proprietary database of pending and settled cases, automating the process of finding potentially eligible recoveries.
  • Avoid up-front costs – Spectrum is compensated solely on a contingency percentage basis. There are no up-front costs. Spectrum gets paid only when the client recovers money.

Read more about how Spectrum manages clients’ class-action claims.

For more information on how Spectrum can help your organization, email us or call 415.392.5900.

1 “Letting Billions Slip Through Your Fingers: Empirical Evidence and Legal Implications of the Failure of Financial Institutions To Participate in Securities Class Action Settlements,” January 28, 2005, James D. Cox and Randall S. Thomas